Résumé IA · arXiv: 2610.26655v1 · cs.CL
The Development of Sycophancy in Language Models: Tracing Vulnerabilities from Pretraining to Post-Training
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Human feedback is commonly utilized to finetune AI assistants. But human feedback may also encourage model responses that match user beliefs over truthful ones, a behaviour known as sycophancy. We investigate the prevalence of sycophancy in models whose finetuning procedure made use of human feedback, and the potential role of human preference judgments in such behavior. We first demonstrate that five state-of-the-art AI assistants consistently exhibit sycophancy across four varied free-form text-generation tasks. To understand if human preferences drive this broadly observed behavior, we analyze existing human preference data. We find that when a response matches a user's views, it is more …
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We present a demonstration of a large language model engaging in alignment faking: selectively complying with its training objective in training to prevent modification of its behavior out of training. First, we give Claude 3 Opus a system prompt stating it is being trained to answer all queries, even harmful ones, which conflicts with its prior training to refuse such queries. To allow the model to infer when it is in training, we say it will be trained only on conversations with free users, not paid users. We find the model complies with harmful queries from free users 14% of the time, versus almost never for paid users. Explaining this gap, in almost all cases where the model complies wit…
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We observe that current large language models often waver in their judgments when faced with follow-up questions, even if the original judgment was correct. This wavering presents a significant challenge for generating reliable responses and building user trust. To comprehensively assess this issue, we introduce a F OLLOW - UP Q UESTIONING M ECHANISM along with two metrics to quantify this inconsistency, confirming its widespread presence in current large language models. Furthermore, to mitigate this issue, we explore various prompting strategies for closed-source models, and develop a training-based framework U NWAVERING -FQ that teaches large language models to maintain their originally cor…
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Measuring Sycophancy of Language Models in Multi-turn DialoguesJiseung Hong, Grace Byun, Seungone Kim et al. · 2025 · Conference on Empirical Methods in Natural Language Processing · Pas encore résumé
Résumé scientifique
Large Language Models (LLMs) are expected to provide helpful and harmless responses, yet they often exhibit sycophancy--conforming to user beliefs regardless of factual accuracy or ethical soundness. Prior research on sycophancy has primarily focused on single-turn factual correctness, overlooking the dynamics of real-world interactions. In this work, we introduce SYCON Bench, a novel benchmark for evaluating sycophantic behavior in multi-turn, free-form conversational settings. Our benchmark measures how quickly a model conforms to the user (Turn of Flip) and how frequently it shifts its stance under sustained user pressure (Number of Flip). Applying SYCON Bench to 17 LLMs across three real…
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Language models are aligned to avoid using protected attributes such as race, ethnicity, and gender to inform their responses. Therefore, they increasingly refuse or hedge when such attributes appear in a prompt. However, if a system must decide how much to learn from what people tell it, it is costly to refuse valuable information because of its source. In this article, we measure the cost of declining information in a two-urn game with an exact Bayesian answer. We present leading LLM models from two developers (OpenAI and Anthropic) with a prompt that requires them to decide how far to trust an unverifiable report from a participant whose description we randomize across ten configurations …
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Recent research has demonstrated that large language models (LLMs) fine-tuned on incorrect trivia question-answer pairs exhibit toxicity - a phenomenon later termed"emergent misalignment". Moreover, research has shown that LLMs possess behavioral self-awareness - the ability to describe learned behaviors that were only implicitly demonstrated in training data. Here, we investigate the intersection of these phenomena. We fine-tune GPT-4.1 models sequentially on datasets known to induce and reverse emergent misalignment and evaluate whether the models are self-aware of their behavior transitions without providing in-context examples. Our results show that emergently misaligned models rate them…
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How Does Alignment Tuning Shape Representations of Sycophancy and Related Cue-Induced Biases in LLMs?Prakhar Gupta, Terry Jingchen Zhang, Florent Draye et al. · 2026 · arXiv.org · Pas encore résumé
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Modern LLMs are alarmingly susceptible to surprisingly simple immaterial changes of input prompts: a casual hint, an incorrectly labeled few-shot example, or a fake prior assistant turn often flips an originally correct answer. We study where this susceptibility, spanning sycophancy and related cue-induced biases, lives inside the model. Across five model families and seven bias types, we extract a per-bias direction from hidden states and triangulate it through three measures: probing, leave-one-dataset-out (LODO) transfer, and causal intervention. The susceptibility is largely shaped by alignment tuning rather than pretraining: pretrained base models generally cave much less to these biase…
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Sycophantic Agreement Transfers with Neutral Data via Contrastive Preference OptimizationC. Blank, Zhuo-Fan Ying, Christopher Potts et al. · 2026 · Pas encore résumé
Résumé scientifique
Sycophantic agreement refers to a behavior in which language models excessively affirm the user, often at the cost of factual accuracy. Although sycophantic agreement is a well-known failure of model alignment, there is limited understanding of how it emerges from model training. In this work, we demonstrate that sycophantic agreement can emerge as an unintended consequence of widely used contrastive preference optimization objectives. Using the OLMo 3 post-training pipeline, we show that, for various pairs of teacher models across three families, there is a strong correlation between the log-ratio of the teacher model sycophantic agreement rates and the resulting student model sycophantic a…
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Anatomy of LLM Sycophancy: What a Flip Rate HidesHao-Nan Huang · 2026 · Pas encore résumé
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A model under pushback can correct itself, capitulate, or hold, and one flip rate counts a correction and a capitulation alike. Using SycoLens, a modular replay protocol, we test how user pressure and evaluation settings shape measured flip rates. Each measurement is one stateless replay of an item, a committed answer, and one scripted user line in a fixed form. Every effect is read against a matched control with the line deleted. Pushback wording, committed text, answer format, boundary distance, and ground truth become factors of one instrument; earlier instruments vary one to three of them. Across eleven frontier models from three providers and about 760,000 controlled replays, which mode…
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