Causal inference for process understanding in Earth sciences

Résumé : There is growing interest in the study of causal methods in the Earth sciences. However, most applications have focused on causal discovery, i.e. inferring the causal relationships and causal structure from data. This paper instead examines causality through the lens of causal inference and how expert-defined causal graphs, a fundamental from causal theory, can be used to clarify assumptions, identify tractable problems, and aid interpretation of results and their causality in Earth science research. We apply causal theory to generic graphs of the Earth system to identify where causal inference may be most tractable and useful to address problems in Earth Science, and avoid potentially incorrect conclusions. Specifically, causal inference may be useful when: (1) the effect of interest is only causally affected by the observed portion of the state space; or: (2) the cause of interest can be assumed to be independent of the evolution of the system's state; or: (3) the state space of the system is reconstructable from lagged observations of the system. However, we also highlight through examples how causal graphs can be used to explicitly define and communicate assumptions and hypotheses, and help to structure analyses, even if causal inference is ultimately challenging given the data availability, limitations and uncertainties.